Cobit Security Checklist

  • Engagement Letter Checklist and Timeframe

    Engagement Letter, Checklist, and Timeframes Engagement Letter, Checklist, and Timeframes October 29, 2012 Eric Unum Vice-President-Finance Apollo Shoes Inc. 100 Shoe Plaza Shoetown, ME 00001 Dear Sir, This letter is to confirm our understanding of the terms and objectives of our engagement and the nature and limitations of the services we will provide on the Apollo Shoes Company internal audit services. The objective of our audit is the expression of an opinion whether your financial

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  • Go Live Checklist

    Start Date Start Time Finish Time Finish Date Activity Production Go Live Checklist Dependency Status Responsible Group/ Person Comments Hardware Setup Time System Server Setup, OS Build, connections Setup and Test printers APO server setup; Optimizer Cache server setup Document server setup Printer Server Setup Coordinate activities between HR go live and other SAP go live related to hardware, dual clocks, etc. Engineering Drawing Package(s) Server setup Set batch jobs

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  • Checklist - Research Methd

    many different observational techniques, these include: narrative observation, time sampling, event sampling, anecdotal and diary records, checklists and rating scales (Bentzen, 2000: 84). For the purpose of this essay, only a few of these techniques will be expanded on. One observational technique which may be used to understand child development is a checklist. These are regularly used within schools to record children’s individual progress (Sharman et al, 2007: 5).They also aid practitioners in

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  • Application Testing Checklist

    |Application Testing Checklist | |Tested By |Mark Tester |Date |8/11/12 | |Application Name |2008 SQL Management Studio | |Procedure |Expected Result Achieved |Pass/Fail |Actual

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  • Cobit

    Justus Brammeier SEC 592 3-15-2013 COBIT and IT: Importance The execution and governance of information technology go hand in hand. IT execution deals with an organization’s IT department making proposals to management for design and implementation of technology developments and acquisitions, and then executing those plans. IT governance deals with guidelines within each company to develop policies, procedures, and decision making to best support the organization through technology. This

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  • Checklist for Evaluating Internal Controls

    Checklist for Evaluating Internal Controls Darius Perrin ACC/544   Checklist for Evaluating Internal Controls According to Investopedia (2013), internal controls are methods implemented by a company to ensure the organization is meeting their profitability targets efficiently while also keeping the integrity of the company. The following discussion will outline the three phases of the control evaluation which is understanding the documenting the internal control, assessing the control risks

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  • Statutory Checklist

    STATUTORY CHECKLIST Sr. PARTICULARS REFERENCE FREQUENCY & DATE STATUS Factories Act 1948 / MFR 1963 1 Annual Returns Form 27 Rule (119) 1 Yearly Before 1st February 2 Certificate of stability Form 1 A Rule 3 A Every 5 Years And after any modification or changes in the plant. 3 Health register / Medical Check up Form 7 Rule 18 (7), 114 Half Yearly 4 Pressure vessels, PRV’s testing Form 13 Rule 65 External: Half Yearly Internal : Yearly Hydraulic: 4 Years Ultrasonic:

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  • Induction Training Checklist

    New employees also need to understand the organisation's mission, goals, values and philosophy; personnel practices, health and safety rules, and of course the job they're required to do, with clear methods, timescales and expectations. Induction Checklist: * Essential 'visitor level' safety and emergency procedures * Washrooms * Food and drink * Smoking areas and policy * Timings and induction training overview * Organisational history and background overview * Ethics and

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  • Security

    each risk or threat. Required Resources Worksheet: Match Risks/Threats to Solutions Submission Requirements * Format: Microsoft Word * Font: Arial, Size 12, Double-Space * Length: 1 page * Due By: Unit 2 Self-Assessment Checklist * I have correctly matched all the risks or threats within the seven domains of a typical IT infrastructure with the solutions and preventative actions. Unit 1 Assignment 2: Impact of a Data Classification Standard Learning Objectives and

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  • Checklist

    Checklist This form is used as a checklist to assist in the process of recruitment and selection. |VACANT POSITION: | | |DATE POSITION TO BE FILLED BY: | | |DEPARTMENT: | | |DATE:

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  • Security Awareness

    Information Security - Security Awareness Abstract: 3 Security Awareness 4 Regulatory Requirements for Awareness and Training 7 References 13 Abstract: Information security means protecting information and information systems (IS) from unauthorized access, use, disclosure, disruption, modification, perusal, inspection, recording or destruction. A policy can be described as a set of principles intended to manage actions. An Information Security Policy (ISP) is a defined

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  • Security

    University Information Security Plan The Information Security Plan establishes and states the policies governing Michigan Tech’s IT standards and practices. These policies define the University’s objectives for managing operations and controlling activities. These top-level policies represent the plans or protocols for achieving and maintaining internal control over information systems as well as compliance with the requirements imposed on the University. INFORMATION SECURITY PLAN Approval by Information

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  • Health Care Environmental Checklist

    Health Care Environmental Checklist Student Name University Health Care Environmental Checklist After reading and preforming the health care environmental checklist I selected supervision of non-licensed personnel is by professional nurses, staffing requirements are based on acuity levels and optimum staffing models, and nursing leadership and management as areas I would address as a nurse manager. As a registered nurse you are responsible for the supervision of unlicensed direct care

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  • Cobit 4

    4.1 Excerpt Executive Summary Framework COBIT 4.1 The IT Governance Institute® The IT Governance Institute (ITGITM) ( was established in 1998 to advance international thinking and standards in directing and controlling an enterprise’s information technology. Effective IT governance helps ensure that IT supports business goals, optimises business investment in IT, and appropriately manages IT-related risks and opportunities. ITGI offers original research, electronic resources

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  • Values Checklist

     VALUES CHECKLIST. Developed by the Maudsley Hospital (Institute for Psychiatry)        Acceptance:           to fit in with others        Accuracy:               to be correct in opinions and actions        Achievement          to accomplish        Adventure              to have new exciting experiences        Attractiveness       to be physically attractive        Authority               to be in charge

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  • Checklist

    Name: Cox, Cynthia HRM 530 Summer 2010 Save as: Last Name, First Name – Assessment 5 Checklist (example: Brown, Zelphia – Assessment 5 Checklist) Assessment #5 – Compensation and Benefits - Discussion Case – Collegiate Promotions APA FORMAT | YES | NO | General | | | 12 point Times New Roman Font | | | Margins | | | * 1 inch margin - top | | | * 1 inch margin - bottom | | | * 1 inch margin - left | | | * 1 inch margin - right | | | Unjustified right

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  • Business Trip Checklist

    | | | Business Trip Checklist | | | While You Are Away: Preparing the Office ☒ | Organize any necessary meetings to take place on your trip; book appointments and meeting rooms. | ☐ | If traveling internationally, obtain any necessary paperwork and vaccinations. | ☐ | Familiarize yourself with local business customs common at destination. | ☐ | Confirm appointments, schedules, reservations, etc. | ☐ | Tie up any loose ends at the office (finish up projects; set up out-of-office

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  • Assessment Preparation Checklist

    Assessment Preparation Checklist: In this assessment, you will discuss plagiarism and judge an argument. Look at the following points before attempting the assessment. You have just been given an assignment to write an annotated bibliography. Before you begin, you need to know what exactly an annotated bibliography is and how to get started. First, what is an annotation? An annotation is more than just a brief summary of an article, book, Web site or other type of publication. An annotation

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  • Engagement Checklist

    Engagement checklist – Audit Engagement (20,407) I. General Audit Planning Procedures a. Client Engagement Acceptance and Continuance: Yes, No, or N/A i. Did the client accept the engagement letter and its parts b. Client Understanding: Yes, No, or N/A ii. Did the client understand the accepted engagement letter c. Audit Planning: Yes, No, or N/A iii. Did the auditor properly plan the audit in accordance with the regulations d. Fraud Considerations:

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  • Sox and Its Effects on It Security Governance

    International Journal of Smart Home Vol. 3, No. 1, January, 2009 SOX and its effects on IT Security Governance Rosslin John Robles1, Min-kyu Choi1, Sung-Eon Cho2, Yang-seon Lee2, Tai-hoon Kim 1 School of Multimedia, Hannam University, Daejeon, Korea 2 Dept of Information Communication, Sunchon Univerity, Sunchon, Korea 3 Fumate Inc., Daejeon, Korea,,, Abstract The Sarbanes-Oxley (SOX) Act is a United States federal

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  • A Checklist for Evaluating Internal Control

    A Checklist for Evaluating Internal Control ACC/544 January 17, 2011 Professor – Robert Cornett Abstract The Sarbanes-Oxley Act of 2002 requires an audit of management’s assessment of internal controls for publicly traded companies. In addition, the evaluation of a company’s internal control system is to assess control risk to give auditors a basis for planning the audit and to provide information useful to management to meet the company’s control mission. Five basic components of

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  • Checklist for Evaluating Internal Controls

    Checklist for Evaluating Internal Controls Checklist for Evaluating Internal Controls Table of Contents Budgets and Planning 1. Segregation of Duties 2. Procedural Controls Cash 1. Segregation of Duties 2. Procedural Controls Revenues and Receivables 1. Segregation of Duties 2. Procedural Controls 3. Billing and Remittance Verification Capital Assets 1. Segregation of Duties 2. Procedural Controls Procurement and Payables 1. Segregation of Duties 2. Procedural Controls

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  • Case History & Checklist

    Susan Andersen | Student ID No.: | 22150673 | Unit Name: | Facility and Risk Management for Hospitality Operations | Unit Code: | MNG1222 | Tutor’s name: | Mr Babu James | Assignment No.: | 1 | Assignment Title: | Case History & Checklist | Due date: | 21 November 2014 | Date submitted: | 21 November 2014 | Declaration: I have read and understand the Rules Relating to Awards (Rule 3 Section 18 – Academic Misconduct Including Plagiarism) as contained in the SCU Policy Library

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  • Security and Compliance

    Security regulation compliance is intended to help institutions comply with the interagency guidelines that establish information security standards. By compliance, an organization summarizes its obligations to protect customer information and illustrate how certain provisions of the security guidelines apply to its particular situations. Some organizations still receive little management support or funding for a sound information security policy program. Over the last few years several Federal,

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  • Negotiation Checklist

    The Negotiation Checklist is a list that helps to prepare you for negotiation. The list consists of four parts: you (the negotiator), the other party (them), the situation or environment, and the relationship between the parties. According to Tripp, “The well prepared negotiator knows the playing field and the players, is seldom surprised, and can promptly capitalize on opportunities.” In the first part of the negotiation checklist, self-assessment is necessary in order to determine what you

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  • Information Security Audit

    Information Security Audit Name Institution Information Security Audit When conducting information security audit may people tends to confuse it with information systems audit. Information system audit is a substantial, expansive term that envelops boundary of obligations, equipment an server administration, incidents and problem administration, safety, network division, privacy and security assurance (Pathak, 2004). Then again, as the name suggests, information security audit has a one point

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  • Vut2 Task 1 Memo Checklist

    particular user did not have such robust access. Simply stated, the user was a victim of a social engineering attack whereby the user clicks on a compromised (as in malicious in nature) link that can cause serious network, data and information security intrusion to the entire organization, and not just that particular computer, for the remote access and data trolling capabilities alone will cause the attacker to access any and all desired information first and decide later the sensitivity of

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  • Checklist for Internals

    Checklist for Evaluating Internal Controls Internal control evaluation checklists are meant to help a company assess the structure within the organization. An effective internal control guarantees the integrity of financial reporting. There are five components of an internal control system, which include: control environment, risk assessment, control activities, information and communication, and monitoring. Not only are there five components, but there are three phases, understanding, assessment

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  • Checklist

    Personal Information • Copy of previous year tax return (if not prepared by our firm) • Social security numbers (Tax ID) and date of birth (for yourself and your spouse) • Changes in marital or filing status • Changes to dependents • Dependents • Legal name • Social Security number • Date of birth • Change of address or state residency Income Income from Employment • Forms W-2 for all employers for whom you and your spouse worked during the year Investment Income • Interest income

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  • Linux Security

    Linux Security Project Part 1 Instructor Sandro Tuccinardi Student Brian Dupee Security Policy Outline First World bank wants to provide banking services online to its customers. The institution estimates over $100,000,000 a year in online credit card transactions for loan applications and other banking services. According to a team that was formed using a Linux an open source infrastructure would roughly as estimated give an annual cost savings in licensing fees alone

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  • Information Security

    information security management standards, plus potential metrics for measuring and reporting the status of information security, both referenced against the ISO/IEC standards. Scope This guidance covers all 39 control objectives listed in sections 5 through 15 of ISO/IEC 27002 plus, for completeness, the preceding section 4 on risk assessment and treatment.  Purpose This document is meant to help others who are implementing or planning to implement the ISO/IEC information security management

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  • Child Develompment Checklist

    consequently, not having any unobserved skill on the checklist. TC had just woke up when I got to the house, I gave her the bottle so that way she got used to me and I could do the observation without needing help from the mum or the childminder. The only moment I had to stop carrying out the observation was when TC needed her nappy changed, but after that I did not have to stop again. TC felt asleep once I finished the observation. Using a checklist was a good option to observe the physical development

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  • Checklist for Evaluating Internal Controls

    Checklist for Evaluating Internal Controls Control Environment Department:       Preparer:       Date: Please Enter Date here Yes No NS N/A | Checklist Questions | | 1. Are the company shareholder's approved of the project? | | 2. Is the company management approved of the project? | | 3. Has the employee's involved been fully informed of the project? | | 4. Does the project

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  • Cobit 4.1

    4.1 Framework Control Objectives Management Guidelines Maturity Models COBIT 4.1 The IT Governance Institute® The IT Governance Institute (ITGITM) ( was established in 1998 to advance international thinking and standards in directing and controlling an enterprise’s information technology. Effective IT governance helps ensure that IT supports business goals, optimises business investment in IT, and appropriately manages IT-related risks and opportunities. ITGI offers original

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  • Checklist for Evaluating Controls

    Checklist for Evaluating Internal Controls Lisa Cook ACC 544 October 31, 2011 Bret Mann Checklist for Evaluating Internal Controls Internal Control is to assist companies with reviewing and assessing its accountability within the organization. Internal controls are best practices for an organization that sets the tone and its main purpose is reducing business risk by controlling loss because of the misuse of the company’s assets. Fraud is sure to be detected through internal controls as well

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  • Your Anti-Aging Checklist

    Your Anti-Aging Checklist Are you looking for ways to get healthy and peel the years off your body? Dr. Oz and Dr. Roizen are back with the ultimate anti-aging checklist. Don't wait until you're falling apart change the way you look at life and start your path to health today. You'll feel better, look better, be healthier and could actually live longer! Food Antioxidants (5 servings a day) In brightly colored foods like blueberries, sweet potatoes, broccoli, tomatoes and acai Green

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  • Checklist for Rigor

    Checklist for Rigorous and Relevant Teaching and Learning The teaching design □ Is planned using data on students and curriculum. □ Is clearly linked to priority state standards. □ Has an expectation for levels of rigor and relevance. □ Uses appropriate assessments aligned with the rigor and relevance of expectations. □ Is clearly guided by big ideas and essential questions. □ Uses strategies that are aligned with the rigor and relevance of expectations. □ Includes the knowledge and skills

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  • Checklist

    Field Inspection Checklist This checklist provides a format for the recording of observations at work sites visited during the inspection. Use this information for completing the inspection and providing the score required for the contractor’s health, environment and safety (HES) qualification rating. The summary of the inspection findings and detailed information about the areas needing improvement (not the scoring) shall be communicated to the contractor’s site representative. After completing

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  • Security National Institute of Standards and Technology Technology Administration U.S. Department of Commerce An Introduction to Computer Security: The NIST Handbook Special Publication 800-12 User Issues Assurance Contingency Planning I&A Training Personnel Access Controls Audit Planning Risk Management Crypto Physical Security Policy Support & Operations Program Management Threats Table of Contents I. INTRODUCTION AND OVERVIEW Chapter 1 INTRODUCTION 1.1 1.2 1.3 1.4

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  • Employee Orientation Checklist

    key policies. | (Human  Resources) | Anti-harassment Vacation and Sick Leave FMLA/Leaves of Absence Holidays Time and leave reporting Overtime Performance reviews Dress code | Personal conduct standards Progressive disciplinary actions Security Confidentiality Safety Emergency procedures Visitors E-mail and Internet usage | ADMINISTRATIVE PROCEDURES |     4. [ ] Review general administrative procedures. | (Human  Resources) | Office/desk/work station Keys Mail (Incoming and

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  • Unit 2 Lab Cobit Framework

    availability e. User downloads an unknown e-mail attachment – Integrity 4. For each of the threats and vulnerabilities from Lab #1 (List at Least 3 and No More than 5) that you have remediated, what must you assess as part of your overall COBIT P09 risk Management approach for your IT infrastructure? Denial of Service attack of organized e-mail server Change passwords, close ports, and set mirror server and proxy server. Loss of Production Data Backup data, restore from previous point

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  • Risk Assessment Checklist

    Risk Assessment Site Security Survey Checklist Worksheets Risk Assessment Checklist This checklist is a guide for Risk Assessment Teams. It is also a tool to assist in familiarizing clients with risk assessment concepts and processes. It should be noted, that each client’s facility or enterprise surveyed would be different. So at some point individual surveys through the site survey and interview process will take on a form of their own. Remember the interview and

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  • Internal Control Checklist

    Comprehensive Checklist for Evaluating Internal Controls ACC/544: Internal Control Systems Comprehensive Checklist for Evaluating Internal Controls As defined by the COSO framework, there are five elements that are used to explain an internal control system applied in an organization. These elements include: 1. Control Environment – The control environment is the foundation for the other four components of internal control. It outlines discipline and structure for the internal control

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  • Checklist for Evaluating Internal Controls

    Checklist for Evaluating Internal Controls Samy Yaacoub ACC/544 Internal Control Systems Prof. Robert J. Cornett March 26, 2012 University of Phoenix Checklist for Evaluating Internal Controls Abstract An auditor uses a checklist as an efficient toll in performing a review to the organization departments’ internal controls. This report provides a suggested comprehensive checklist to evaluate the organization internal control system in the PowerPoint presentation attached. It is

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  • Checklist

    location protected by suitable mechanisms like locked doors, access swipe cards, biometric access devices or a combination of these. Further the IS auditors also should review the overall access control measures to the entire facility for controls like security guards at the entry gates, displaying of identification badges and logging visitor access. Auditing Application Controls Application Software Application software is the software that processes business transactions. The application software could

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  • It Security

    Information Security Policy University of Phoenix IT/244 Intro to IT Security Instructor’s Name: Mark Cherry Date: 03/11/2012 * Table of Contents 1. Executive Summary 1 2. Introduction 1 3. Disaster Recovery Plan 1 3.1. Key elements of the Disaster Recovery Plan 1 3.2. Disaster Recovery Test Plan 1 4. Physical Security Policy 1 4.1. Security of the facilities 1 4.1.1. Physical entry controls 1 4.1.2. Security offices, rooms and facilities 1 4.1.3. Isolated

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  • Pre Trial Checklist

    * Pre Trial Checklist * Officers must Conduct a Pre-Trial Investigation Officers must gather and then verify all information about defendant. Then that information will used to determine if the defendant should be released while awaiting trial. * When officers place the defendant or defendant under arrest, this is when the officers begin their Investigation. * The Police officer will then call the District Attorney with any information about the defendant, and the reasoning

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  • Business Proposal Checklist

    University of Phoenix Material Business Proposal Feedback Checklist |Important information |Included? |Comments | |Identification of market structure | |Proposed business is based on monopolistic structure. | | |Yes No |As there only one other entity selling

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  • Internal Control Checklist

    Internal Control Evaluation Checklist Phase I-Understanding Control Environment N/A YES NO Comments Is there an evidence of and implementation of a company code of conduct? Are codes periodically acknowledged by signature from all employees? Do employees indicate that peer pressure exists for appropriate moral and ethical behavior? Does management take quick and appropriate action as soon as there are any signs that a problem

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  • Information Security for Managers

    Assignment 2 Information Security for Managers Submitted By: Student Number: Submitted Date: January 22, 2009 Table of Contents 1. Information Security Policy (Word Count = approx. 1000) 3 1.1 Security: 3 1.2 Policy: 3 1.3 Information Security Policy and its importance: 4 1.4 Policies, Procedures, Practices, Guidelines 5 1.5 Example of good policy statement 6 1.6 Possible structure of information security policy documents 7 1.7 Strategies and techniques

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